Once you have secured the correct licence and authorisations we can work with you to implement compliance measures to ensure you comply with your ongoing obligations. For example, we sit on a number of Compliance committees and Advisory Boards and provide ongoing compliance advice.

We also provide:

• Licensee reviews;
• Advice review services;
• Licence variations;
• Assistance with breaches and complaints;
• Legal advice and assistance with regulatory relief applications.

If you just need a particular compliance document or procedure, see our SHOP or give us a call on 03 8657 7500.