Regulatory Advice

Regulatory Advice

We provide advice to entities throughout Australia to ensure they are complying with all necessary regulations.

Legal regulations in Australia

It’s a regulatory jungle out there, right? imac legal & compliance are expert regulatory lawyers and compliance consultants. We exist to make your job easier.

We provide our clients clear advice on their regulatory obligations and how to comply with them.

We offer services including:

  • Advice as to what licences and authorisations you need (if any);
  • Relief applications;
  • Advice and guidance on what particular requirements are and what they mean for you;
  • Licence applications (AFSLs, ACLs);
  • How to comply with your obligations;
  • What to do when a regulator comes knocking.

Need regulatory documents?

Beyond our advice, we can also draft, review and complete due diligence sign-offs for regulatory documents. These can include:

  • FSGs;
  • Credit Guides;
  • PDSs;
  • Managed Discretionary Account (MDA) documents;
  • Fund Constitutions;
  • Authorised representative agreements;

And many more.

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