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Regulatory Advice

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We provide advice to entities throughout Australia to ensure they are complying with all necessary regulations.

Quality Legal Advice

Legal regulations in Australia

It’s a regulatory jungle out there, right? imac legal & compliance are expert regulatory lawyers and compliance consultants. We exist to make your job easier.

We provide our clients clear advice on their regulatory obligations and how to comply with them.

We offer services including:

  • Advice as to what licences and authorisations you need (if any);
  • Relief applications;
  • Advice and guidance on what particular requirements are and what they mean for you;
  • Licence applications (AFSLs, ACLs);
  • How to comply with your obligations;
  • What to do when a regulator comes knocking.

Need regulatory documents?

Beyond our advice, we can also draft, review and complete due diligence sign-offs for regulatory documents. These can include:

  • FSGs;
  • Credit Guides;
  • PDSs;
  • Managed Discretionary Account (MDA) documents;
  • Fund Constitutions;
  • Authorised representative agreements;

And many more.

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Any advice on this website is general only and should not be relied on as a substitute for legal advice tailored to your situation. imac legal & compliance pty ltd trades as imac legal and as imac compliance. We will always let you know beforehand whether we are acting as a law firm or as a compliance consultancy (and not as a law firm) for a particular matter. You have several rights and protections under the law when we act as a law firm.

Liability limited by a scheme approved under Professional Standards Legislation when providing legal services.