How To Blitz Your SOAs | Financial Services | imac legal & compliance


1st Floor.

imac legal Article

How To Blitz Your SOAs

November 23, 2017 imac legal 0 Comment

As a financial services lawyer and compliance adviser I have, over many years, reviewed more statements of advice (SOAs) than is probably healthy for one person. However, I can share some insights and learnings about what makes the difference between a good SOA and a bad one. And believe me; they each stand out like sore thumbs.

The scope, the whole scope and nothing but the scope
So often an SOA lives or dies by the scope. Two of the most common problems are: meaningless, non-descript scopes and scopes that don’t fit the content of the SOA.

Read the full article in No More Practice


Any advice on this website is general only and should not be relied on as a substitute for legal advice tailored to your situation. imac legal & compliance pty ltd trades as imac legal and as imac compliance. We will always let you know beforehand whether we are acting as a law firm or as a compliance consultancy (and not as a law firm) for a particular matter. You have several rights and protections under the law when we act as a law firm.

Liability limited by a scheme approved under Professional Standards Legislation when providing legal services.